Regulatory Filings & Compliance Page

Regulatory Filings & Compliance Services

For publicly traded companies and regulated industries, transparency and precision are non-negotiable. Our GlobeNewswire-powered regulatory filing and compliance services simplify the complex process of filing disclosures, ensuring your material news reaches regulators, investors, and the media with speed, accuracy, and full compliance.

Why Regulatory Filings Matter

Timely, compliant disclosure of material information is critical for maintaining trust and meeting legal requirements. Whether you're filing quarterly earnings, merger announcements, or other significant updates, our service ensures:

• Regulatory Compliance: Meet disclosure obligations across North America and key international markets.
• Market Confidence: Deliver material news with authority and clarity, reinforcing investor trust.
• Integrated Media Reach: Distribute your filings simultaneously as press releases to maximize visibility among media, analysts, and the public.
• Risk Mitigation: Our experienced compliance team safeguards your filings against errors and omissions that could trigger regulatory penalties or investor concerns.

Comprehensive Filing & Distribution Support

We provide end-to-end compliance solutions to meet your regulatory and public disclosure needs, including:

• EDGAR Filings: Full support for SEC submissions in the U.S., including 8-K, 10-Q, 10-K, and other required filings via the EDGAR system.
• XBRL Reporting: Ensure compliance with machine-readable financial reporting standards (XBRL), seamlessly integrating your financial data for regulatory filings.
• SEDAR Filings: Trusted filing services for Canadian disclosures through the SEDAR platform, ensuring timely compliance in the Canadian market.
• Global Compliance: Filing capabilities across 16+ European markets, meeting local disclosure requirements with precision.
• Simultaneous Press Release Distribution: All filings can be distributed as press releases through GlobeNewswire's regulatory disclosure circuits, ensuring compliance and maximum visibility.

The GlobeNewswire Compliance Advantage

With GlobeNewswire's trusted network and in-house expertise, your filings benefit from:

• 24/7 Compliance Support: Around-the-clock editorial and filing assistance to meet tight deadlines and market-sensitive announcements.
• Audit-Ready Proof: Timestamped confirmations and distribution reports that document your compliance trail for legal and investor relations records.
• Expert Oversight: Our dedicated team reviews each submission for formatting accuracy, legal language, and market compliance, catching potential issues before filing.
• Global Coverage: Reach regulators, investors, and media across North America, Europe, and beyond with translations and localized distribution as needed.

Ideal for Public Companies, Financial Institutions & High-Stakes Announcements

Our compliance services are built for:

• Publicly traded companies navigating quarterly earnings and corporate disclosures
• Financial institutions and investment firms with strict reporting requirements
• Legal and investor relations teams seeking a trusted partner for compliance communications
• Companies preparing for IPOs or significant regulatory milestones

Integration with Press Release Distribution & Analytics

All compliance-related news can be distributed via our press release distribution service, with full integration into our analytics platform. This means you not only meet legal obligations but also gain insight into:

• Media pickups and placements
• Audience reach and geographic engagement.
• Click-through rates and investor engagement metrics

Ready for Stress-Free Compliance?

Ensure your subsequent filing is handled with the expertise and precision it deserves.

Frequently Asked Questions

What types of regulatory filings do you handle?

We support EDGAR, XBRL, and SEDAR filings, as well as regulatory disclosures in 16+ European countries. Common filings include earnings reports, material event disclosures, and IPO documentation.

Can you distribute filings as press releases?

Yes. All filings can be distributed simultaneously as press releases via regulatory disclosure circuits, ensuring your news reaches investors, media, and analysts in real-time.

Do you provide filing confirmations?

Yes. You'll receive timestamped confirmations of both filing submission and press release distribution, providing a clear audit trail for compliance records.

Is translation available for international filings?

We offer translation services and local compliance support for filings in Europe and other non-English-speaking markets. Contact us to discuss your specific requirements.

What if I need help with formatting or legal language?

Our compliance team reviews each filing for accuracy, proper formatting, and required legal language, ensuring your disclosure meets regulatory standards.

Do you provide 24/7 support?

Absolutely. Compliance deadlines don't wait, and neither do we. Our team is available 24/7 to assist with filings and distribution at any time.

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